-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ev1klQtGfxFyku/t0lIoqS92eiV7vVAr8YIL21GgjTklVydqNtiylSVUgcTLqFSG fuEnRM78isW6lopCT/LVew== 0001144204-07-066224.txt : 20071206 0001144204-07-066224.hdr.sgml : 20071206 20071206165634 ACCESSION NUMBER: 0001144204-07-066224 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20071206 DATE AS OF CHANGE: 20071206 GROUP MEMBERS: D. E. SHAW & CO., L.L.C. GROUP MEMBERS: D. E. SHAW & CO., L.P. GROUP MEMBERS: DAVID E. SHAW SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALKERMES INC CENTRAL INDEX KEY: 0000874663 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232472830 STATE OF INCORPORATION: PA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41711 FILM NUMBER: 071290083 BUSINESS ADDRESS: STREET 1: 88 SIDNEY ST CITY: CAMBRIDGE STATE: MA ZIP: 02139-4136 BUSINESS PHONE: 617-494-0171 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: D. E. Shaw Composite Portfolios, L.L.C. CENTRAL INDEX KEY: 0001391995 IRS NUMBER: 134152438 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: TOWER 45, 120 WEST 45TH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-478-0000 MAIL ADDRESS: STREET 1: TOWER 45, 120 WEST 45TH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G 1 v096524_sc13g.htm

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G


Under the Securities Exchange Act of 1934 


Alkermes, Inc.
(Name of Issuer)


Common Stock, $0.01 par value
(Title of Class of Securities)


01642T108
(CUSIP Number)


November 26, 2007
(Date of Event Which Requires Filing of this Statement)
 
Check the following box to designate the rule pursuant to which the Schedule is filed:

[     ]
Rule 13d-1(b)
 
[ X ]
Rule 13d-1(c)
 
[     ]
Rule 13d-1(d)
 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 01642T108
 
 
 
1.
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
D. E. Shaw Composite Portfolios, L.L.C.
13-4152438
 
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
   
(a)
[     ]
 
   
(b)
[     ]
 
 
 
3.
SEC Use Only
 
 
 
4.
Citizenship or Place of Organization
Delaware
 
 
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5.
Sole Voting Power
 
 
-0-
 
     
6.
Shared Voting Power
5,240,171
 
 
     
7.
Sole Dispositive Power
-0-
 
 
     
8.
Shared Dispositive Power
5,240,171
 
 
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
5,240,171
 
 
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [     ]
 
 
 
11.
Percent of Class Represented by Amount in Row (9)
5.1%
 
 
 
12.
Type of Reporting Person (See Instructions)
OO
 
 


CUSIP No. 01642T108
 
 
 
1.
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
D. E. Shaw & Co., L.L.C.
13-3799946
 
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
   
(a)
[     ]
 
   
(b)
[     ]
 
 
 
3.
SEC Use Only
 
 
 
4.
Citizenship or Place of Organization
Delaware
 
 
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5.
Sole Voting Power
 
 
-0-
 
     
6.
Shared Voting Power
5,240,171
 
 
     
7.
Sole Dispositive Power
-0-
 
 
     
8.
Shared Dispositive Power
5,240,171
 
 
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
5,240,171
 
 
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [     ]
 
 
 
11.
Percent of Class Represented by Amount in Row (9)
5.1%
 
 
 
12.
Type of Reporting Person (See Instructions)
OO
 

 



CUSIP No. 01642T108
 
 
 
1.
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
D. E. Shaw & Co., L.P.
13-3695715
 
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
   
(a)
[     ]
 
   
(b)
[     ]
 
 
 
3.
SEC Use Only
 
 
 
4.
Citizenship or Place of Organization
Delaware
 
 
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5.
Sole Voting Power
 
 
-0-
 
     
6.
Shared Voting Power
5,265,571
 
 
     
7.
Sole Dispositive Power
-0-
 
 
     
8.
Shared Dispositive Power
5,265,571
 
 
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
5,265,571
 
 
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [     ]
 
 
 
11.
Percent of Class Represented by Amount in Row (9)
5.2%
 
 
 
12.
Type of Reporting Person (See Instructions)
IA, PN
 
 


CUSIP No. 01642T108
 
 
 
1.
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
David E. Shaw
 
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
   
(a)
[     ]
 
   
(b)
[     ]
 
 
 
3.
SEC Use Only
 
 
 
4.
Citizenship or Place of Organization
United States
 
 
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5.
Sole Voting Power
 
 
-0-
 
     
6.
Shared Voting Power
5,265,571
 
 
     
7.
Sole Dispositive Power
-0-
 
 
     
8.
Shared Dispositive Power
5,265,571
 
 
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
5,265,571
 
 
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [     ]
 
 
 
11.
Percent of Class Represented by Amount in Row (9)
5.2%
 
 
 
12.
Type of Reporting Person (See Instructions)
IN
 
 

 
Item 1.
 
(a)
Name of Issuer
Alkermes, Inc.

 
(b)
Address of Issuer's Principal Executive Offices
88 Sidney Street
Cambridge, MA 02139
 
Item 2.
 
(a)
Name of Person Filing
D. E. Shaw Composite Portfolios, L.L.C.
D. E. Shaw & Co., L.L.C.
D. E. Shaw & Co., L.P.
David E. Shaw

 
(b)
Address of Principal Business Office or, if none, Residence
The business address for each reporting person is:
120 W. 45th Street, Tower 45, 39th Floor
New York, NY 10036

 
(c)
Citizenship
D. E. Shaw Composite Portfolios, L.L.C. is a limited liability company organized under the laws of the state of Delaware.
D. E. Shaw & Co., L.L.C. is a limited liability company organized under the laws of the state of Delaware.
D. E. Shaw & Co., L.P. is a limited partnership organized under the laws of the state of Delaware.
David E. Shaw is a citizen of the United States of America.

 
(d)
Title of Class of Securities
Common Stock, $0.01 par value

 
(e)
CUSIP Number
01642T108
 
Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

Not applicable

Item 4. Ownership.

As of December 3, 2007:
 
(a)   Amount beneficially owned:
 
D. E. Shaw Composite Portfolios, L.L.C.:
5,240,171 shares
 
D. E. Shaw & Co., L.L.C.:
 
5,240,171 shares
This is composed of 5,240,171 shares in the name of D. E. Shaw Composite Portfolios, L.L.C.
 
D. E. Shaw & Co., L.P.:
 
 
5,265,571 shares
This is composed of (i) 5,240,171 shares in the name of  D. E. Shaw Composite Portfolios, L.L.C., (ii) 23,100 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., and (iii) 2,300 shares under the management of D. E. Shaw Investment Management, L.L.C.
 
David E. Shaw:
 
5,265,571 shares
This is composed of (i) 5,240,171 shares in the name of D. E. Shaw Composite Portfolios, L.L.C., (ii) 23,100 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., and (iii) 2,300 shares under the management of D. E. Shaw Investment Management, L.L.C.



(b) Percent of class:
D. E. Shaw Composite Portfolios, L.L.C.:
5.1%
D. E. Shaw & Co., L.L.C.:
5.1%
D. E. Shaw & Co., L.P.:
5.2%
David E. Shaw:
5.2%
 
(c) Number of shares to which the person has:
 
(i)
Sole power to vote or to direct the vote:
D. E. Shaw Composite Portfolios, L.L.C.:
-0- shares
D. E. Shaw & Co., L.L.C.:
-0- shares
D. E. Shaw & Co., L.P.:
-0- shares
David E. Shaw:
-0- shares

 
(ii)
Shared power to vote or to direct the vote:
D. E. Shaw Composite Portfolios, L.L.C.:
5,240,171 shares
D. E. Shaw & Co., L.L.C.:
5,240,171 shares
D. E. Shaw & Co., L.P.:
5,265,571 shares
David E. Shaw:
5,265,571 shares

 
(iii)
Sole power to dispose or to direct the disposition of:
D. E. Shaw Composite Portfolios, L.L.C.:
-0- shares
D. E. Shaw & Co., L.L.C.:
-0- shares
D. E. Shaw & Co., L.P.:
-0- shares
David E. Shaw:
-0- shares

 
(iv)
Shared power to dispose or to direct the disposition of:
D. E. Shaw Composite Portfolios, L.L.C.:
5,240,171 shares
D. E. Shaw & Co., L.L.C.:
5,240,171 shares
D. E. Shaw & Co., L.P.:
5,265,571 shares
David E. Shaw:
5,265,571 shares

David E. Shaw does not own any shares directly. By virtue of David E.  Shaw’s position as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P., which in turn is the investment adviser of D. E. Shaw Composite Portfolios, L.L.C., the managing member and investment adviser of D. E. Shaw Valence Portfolios, L.L.C., and the managing member of D. E. Shaw Investment Management, L.L.C., and by virtue of David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which in turn is the managing member of D. E. Shaw Composite Portfolios, L.L.C., David E. Shaw may be deemed to have the shared power to vote or direct the vote of, and the shared power to dispose or direct the disposition of, the 5,265,571 shares as described above constituting 5.2% of the outstanding shares and, therefore, David E. Shaw may be deemed to be the beneficial owner of such shares. David E. Shaw disclaims beneficial ownership of such 5,265,571 shares.
 
Item 5.
Ownership of Five Percent or Less of a Class
 
Not Applicable
 
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable
 
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
 
Not Applicable
 
 
Item 8.
Identification and Classification of Members of the Group
 
Not Applicable
 
 
Item 9.
Notice of Dissolution of Group
 
Not Applicable
 
 
Item 10.
Certification
 
By signing below, each of D. E. Shaw Composite Portfolios, L.L.C., D. E. Shaw & Co., L.L.C., D. E. Shaw & Co., L.P., and David E. Shaw certify that, to the best of such reporting person’s knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purposes or effect.


SIGNATURE

After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Powers of Attorney, dated October 24, 2007, granted by David E. Shaw in favor of Anne Dinning, are attached hereto.

Dated: December 6, 2007

 
 
D. E. Shaw Composite Portfolios, L.L.C.
By:  D. E. Shaw & Co., L.L.C., as
        managing member
 
        By: /s/ Anne Dinning
               Anne Dinning
               Managing Director
 


   
D. E. Shaw & Co., L.L.C.
 
By: /s/ Anne Dinning
       Anne Dinning
       Managing Director
 
 
D. E. Shaw & Co., L.P.
 
By: /s/ Anne Dinning
       Anne Dinning
       Managing Director
 


 
 
David E. Shaw
 
By: /s/ Anne Dinning
       Anne Dinning
       Attorney-in-Fact for David E. Shaw
 



 
EX-1 2 v096524_ex-1.htm

Exhibit 1

POWER OF ATTORNEY
FOR CERTAIN FILINGS
UNDER THE SECURITIES EXCHANGE ACT OF 1934


I, David E. Shaw, hereby make, constitute, and appoint each of:

Anne Dinning,

Rochelle Elias,

Julius Gaudio,

John Liftin,

Louis Salkind,

Stuart Steckler,

Maximilian Stone, and

Eric Wepsic,

acting individually, as my agent and attorney-in-fact, with full power of substitution, for the purpose of, from time to time, executing in my name and/or my capacity as President of D. E. Shaw & Co., Inc. (acting for itself or as the general partner of D. E. Shaw & Co., L. P. and general partner, managing member, or manager of other entities, any of which in turn may be acting for itself or other entities) all documents, certificates, instruments, statements, other filings, and amendments to the foregoing (collectively, “documents”) determined by such person to be necessary or appropriate to comply with ownership or control-person reporting requirements imposed by any United States or non-United States governmental or regulatory authority, including without limitation Forms 3, 4, 5, and 13F and Schedules 13D and 13G required to be filed with the Securities and Exchange Commission; and delivering, furnishing, or filing any such documents to or with the appropriate governmental or regulatory authority. Any such determination shall be conclusively evidenced by such person’s execution, delivery, furnishing, and/or filing of the applicable document.

This power of attorney shall be valid from the date hereof and replaces the power granted on February 24, 2004, which is hereby cancelled.

IN WITNESS HEREOF, I have executed this instrument as of the date set forth below.

Date: October 24, 2007

DAVID E. SHAW, as President of
D. E. Shaw & Co., Inc.
/s/ David E. Shaw
New York, New York

 
 

 
 
EX-2 3 v096524_ex-2.htm <title>

Exhibit 2

POWER OF ATTORNEY
FOR CERTAIN FILINGS
UNDER THE SECURITIES EXCHANGE ACT OF 1934


I, David E. Shaw, hereby make, constitute, and appoint each of:

Anne Dinning,

Rochelle Elias,

Julius Gaudio,

John Liftin,

Louis Salkind,

Stuart Steckler,

Maximilian Stone, and

Eric Wepsic,

acting individually, as my agent and attorney-in-fact, with full power of substitution, for the purpose of, from time to time, executing in my name and/or my capacity as President of D. E. Shaw & Co. II, Inc. (acting for itself or as the managing member of D. E. Shaw & Co., L.L.C. and general partner, managing member, or manager of other entities, any of which in turn may be acting for itself or other entities) all documents, certificates, instruments, statements, other filings, and amendments to the foregoing (collectively, “documents”) determined by such person to be necessary or appropriate to comply with ownership or control-person reporting requirements imposed by any United States or non-United States governmental or regulatory authority, including without limitation Forms 3, 4, 5, and 13F and Schedules 13D and 13G required to be filed with the Securities and Exchange Commission; and delivering, furnishing, or filing any such documents to or with the appropriate governmental or regulatory authority. Any such determination shall be conclusively evidenced by such person’s execution, delivery, furnishing, and/or filing of the applicable document.

This power of attorney shall be valid from the date hereof and replaces the power granted on February 24, 2004, which is hereby cancelled.

IN WITNESS HEREOF, I have executed this instrument as of the date set forth below.

Date: October 24, 2007

DAVID E. SHAW, as President of
D. E. Shaw & Co. II, Inc.
/s/ David E. Shaw
New York, New York



EX-3 4 v096524_ex-3.htm

Exhibit 3

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned Reporting Persons hereby agrees to the joint filing, along with all other such Reporting Persons, on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $0.01 par value, of Alkermes, Inc., and that this Agreement be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

IN WITNESS WHEREOF, each of the undersigned hereby executes this Agreement as of this 6th day of December, 2007.
 

 
 
D. E. Shaw Composite Portfolios, L.L.C.
By:  D. E. Shaw & Co., L.L.C., as
        managing member
 
        By: /s/ Anne Dinning
               Anne Dinning
               Managing Director
 


   
D. E. Shaw & Co., L.L.C.
 
By: /s/ Anne Dinning
       Anne Dinning
       Managing Director
 
 
D. E. Shaw & Co., L.P.
 
By: /s/ Anne Dinning
       Anne Dinning
       Managing Director
 


 
 
David E. Shaw
 
By: /s/ Anne Dinning
       Anne Dinning
       Attorney-in-Fact for David E. Shaw
 
 
 

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